Thursday, May 10, 2012

Realism vs. Antirealism on Theoretical Entities: Maxwell vs van Fraassen

Here's a paper I maked for filosofy of sciences class. i maked it myself.
There's an inside joke with my professor Dr. J. Brown that needs some explaining to understand part of this paper.  Every time he uses hypotheticals he always says "I could have come to class in a bear suit".  Anyway, the grad students all pitched in an bought him a bear suit (he's well-liked)

The paper is about the realist vs antirealist debate in science.  That is, does science get at how the world really is or does it just produce coherent theories.  There are lots of strands of realism vs antirealism debates but my essay involves the one over the existence of theoretical entities.  Basically, unobservable things like atoms and electrons and subatomic particles have never been observed directly.  They've only been observed indirectly.  Furthermore, there are limitations on what we actually can observe so it is unlikely they will ever be directly observed.  For that reason they are theoretical entities: we infer their existence from detected properties.   It's kind of like guessing what's in a box by shaking it, feeling its weight, and evaluating how it moves in the box.  We'll never be able to look in the box.  

The realists argument can be boiled down to what's called the "miracle" argument which goes like this: Supposing science isn't right about theoretical entities--it's a miracle that it's wrong yet  we have the coherence of the theories, the explanatory power, the predictive power, and the ability to use the knowledge in applied technology.

The basic anti-realist argument is called "the pessimistic meta-induction".  This goes like this: science has gotten it wrong in the past about theoretical entities (eg. mass, gravity, ether, phlogiston, etc..) why should we think this time is special?  In this paper one of the main arguments is slightly different and it goes like this: epistemic principles don't give us ontological conclusions.  In normal language that means just because a theory has a certain desirable property (coherence, explanatory power, simplicity, predictive power) it doesn't make it True of the world, it only means it has that epistemic property.  And (related to the pessimistic meta-induction) there have been countless theories in the past with those properties, why should we think our current ones are special?

Anyway, that's the debate in a nutshell.  For me this in one of those philosophical issues that make you loco.  I changed my conclusion 5 times over the course of writing the paper.  I kept switching sides.  It's not an issue to which I think there will be any resolution soon.   

It's not necessary, but I suggest reading my 2 previous posts on realism and antirealism for background, but if you don't care to, you should be able to follow along anyway.

Thanks for stopping by....

Can Epistemic and Pragmatic Reasons Bear on Ontological Conclusions about Theoretical Entities?

An Investigation into the Debate between Maxwell's Realism and Van Fraassen's Antirealism about Theoretical Entities 


In rejecting logical empiricism1, van Fraassen and Maxwell end up on different ends of the realist-antirealist divide. For Maxwell, the observable-unobservable distinction is arbitrary and so is a poor principle from which to infer antirealism about theoretical entities. Conversely, van Fraassen argues that ontological conclusions do not follow from a theory's epistemic merit; therefore, so long as a theory is empirically adequate (i.e., is consistent with what we see in the observable world) there are reasons in favour of using it, but we ought to remain agnostic about the ontology of theoretical entities. I will suggest that both positions fail to give adequate consideration to the implications of differences in epistemic and pragmatic merit between scientific theories2: both accounts imply an all-or-nothing ontological attitude toward theoretical entities as a whole. Instead, perhaps we ought to adjust our ontological attitude toward theoretical entities in relation to the aggregate of a particular theory's epistemic and pragmatic qualities in which an entity is embedded. While van Fraassen is probably right concerning theoretical entities that no particular epistemic quality confers upon them ontological certainty, this does not preclude us from assessing a theory's epistemic and pragmatic qualities and making reasonable inferences in favour of or against the ontological status of various theoretical entities which will ultimately inform our ontological attitude.

In laying the groundwork for my conclusion, my paper will follow a thread of possible replies and counter replies beginning with Maxwell's argument that the observable-unobservable distinction is arbitrary and so ontological claims against theoretical entities cannot rest on this distinction. Specifically, my paper will have the following structure: (1) Discussion of Maxwell's argument for the arbitrariness of the observable-unobservable distinction; (2) possible anti-realist replies; (3) discussion of possible realist counter-replies; (4) possible anti-realist replies; (5) conclusion.

Maxwell's Argument for the Arbitrariness of the Observable-Unobservable Distinction
Maxwell gives us several arguments against anti-realism toward theoretical entities from which he concludes we ought to be realists. The first argument Maxwell gives is in response to Bergman's anti-realist argument which I'll call the “distortion argument”.

Suppose we are looking at a microorganism through a compound microscope. What do we observe? Bergman says, “all I see is a patch of colour which creeps through the field like a shadow over a wall. And a shadow, though real, is certainly not a physical thing” (quoted in Maxwell, p. 1055).

The gist of this argument is that what I'm seeing is a distortion of the (theoretical) entity in the petri dish, so how can I be sure that the properties of the image I see through the microscope are the same as those of the entity in the dish?

Maxwell's replies that it is simply balderdash to deny that what we are looking at is real because the light travels through a lens. He uses an argument ad absurdum to demonstrate his point: The underlying logic of the skeptical argument is that if we are observing distorted light or a projected image of the entity, then we are not looking at the thing itself; so, we cannot make any ontological claims about it. But, if distorted light is grounds for denying something's ontological status this would imply that people who wear glasses cannot make ontological claims about what they see.

We can further demonstrate this absurdity when we apply it to looking through a wet window. Should the fact that the light is being slightly distorted impede us from believing the world on the other side is real? Similarly, when we look at the moon or other planets through a telescope, they certainly appear to be physical objects rather than “patches of colour”. Are we to deny their reality because the lens has distorted the light or projected an image of the object?

Because of the continuity between methods of observing the world on the micro and macro scale, where we draw the line is arbitrary—and the logical extension of the distortion argument is clearly silly. In sum, because the ontological status of entities clearly doesn't vary with our ability to perceive them and where the observable/unobservable line is drawn, we ought to reject the observable/unobservable distinction as a grounds for ascribing or denying ontological status.

Antirealist Reply: Arbitrary Line Doesn't Imply No Line
The antirealist can reply that this argument is a caricature and fails to meet the central objection. While it is certainly true that there is a continuum of observational enhancement techniques it does not follow that there are no important differences between extreme ends of the spectrum. Where we draw the line will to some extent be pragmatic, but there are important differences between extremes. Surely, we can say that there is a difference between looking at a room with glasses on, and observing bleeps and blips on an instrument panel at CERN to infer the existence of subatomic particles.

To illustrate, we can draw an analogy with the classical problem of distinguishing between what is constitutive of baldness and what isn't. While it seems correct to say that there are grey areas along the continuum, this does not preclude the possibility of canonical cases. A head with no hair is a bald head--that much is certain, and Charlie Brown with his one hair is also bald. Hair thick enough so that the scalp is not visible is not a bald head. Of course, there will be cases in between that are unclear but this does not preclude the existence of clear cases on either end of the continuum.

The same might be argued of observation. While Maxwell is correct to point out that there is a continuum and that there is some arbitrariness in where the line is drawn, this does not entail that there are no clear cases of each end of the spectrum. This fact is not diminished by the problems of where to draw the line.

In the case of the observable-unobservable distinction, in what might that difference inhere? I suggest that at least one important difference has to do with the length and epistemic certainty of the chain of inference from observation to conclusions about the properties of a theoretical entity. Consider the “direct observation” end of the spectrum: It does not seem unreasonable to say that my looking at the wall and concluding that “there are walls and they are solid” is a direct form of observation whose conclusions we should consider valid. If this isn't sufficient, to further establish certainty about the properties I'm observing, I can employ my other senses and ask my friends to verify my observations. So, why ought we to consider the conclusions from this type of observation valid? Because the inferential step is minimal and my knowledge comes from a epistemically reliable source: the direct experiences I have of macro objects justify my ontological conclusions about them3.

Now consider the other end of the continuum: how we get images of atoms from a scanning tunnelling microscope (STM):

The STM is based on the concept of quantum tunnelling. When a conducting tip is brought very near to the surface to be examined, a bias (voltage difference) applied between the two can allow electrons to tunnel through the vacuum between them. The resulting tunnelling current is a function of tip position, applied voltage, and the local density of states (LDOS) of the sample. Information is acquired by monitoring the current as the tip's position scans across the surface, and is usually displayed in image form. (Wikipedia4)

In this case, there are several inferential steps: the information from the tunnelling current-- which has been derived from other variables--is run through software that converts it into other electrical signals, which in turn are converted into an image on a monitor. So, are we observing an atom when we view it through an STM microscope? It doesn't seem that way. It seems that we are observing a reconstruction of an atom based on our instruments having detected voltage differences between tip position, applied voltage, and LDOS. In sum, there is a fairly long chain of inference from detection to “observation”. In such cases, perhaps there is warrant for some skepticism that our reconstruction of the differentials in voltage resembles how the world really is. The worry can elucidated through the classic Chinese thought experiment of the three blind students and the sage who teaches in a bear suit:

Having never seen their sage who wears a bear suit (unbeknownst to them) three blind students are curious to know what he is like. With the sage's consent each “observes” by touch a different part of him. The first touches his leg and exclaims “Lo! the sage is like a moss-covered young sapling”; the second holds the sage's tail and exclaims to the first, “you are mistaken, verily our sage is like a snake!”; meanwhile the third who has touched the sages paw can bear it no more, he exclaims “you are both fools! Our sage is like a furry ping pong paddle!”

Here, the anti-realist might concede that—as the blind students can about the sage--we can detect properties of the world; but how those properties are “assembled” into entities is unknowable. For this reason we should be antirealist about theoretical entities.

Realist Counter-Reply: Epistemic Qualities But it is not only the anti-realist that can appeal to the three blind students and the bear-suit- wearing sage analogy to support his position. He can propose that there's no reason to suppose that the blind students had to stop their observations of the sage when they did. They could have continued to each walk around the sage, communicated, and replicated each other's observations. There is a parallel in science. It's not as though the only line of evidence we have for atoms comes from one type of observation—e.g., an STM microscope. There are multiple lines of converging evidence that point to the existence of atoms. Just as if the three blind men had continued their observations they might eventually concluded that all three properties inhere in the same object, the same goes for observing the different properties of atoms. So, the realist can say that the atomic theory has the epistemic quality of (1) support from multiple independent lines of evidence.

The realist can further argue that theoretical entity “atoms” have several other important epistemic qualities: (2) They offer the best explanatory model for the properties and phenomena that are detected/observed. (3) Their postulation provides a reliable model from which we can predict phenomena. (4) We can apply the atomic model successfully in technology, even technology that is recursive—i.e., it helps to make further discoveries about atoms and even other theoretical entities such as subatomic particles.

Anti-Realist Counter-Counter Reply: Epistemic Qualities Don't Necessarily Entail Ontological Consequences  Van Fraassen's response to the the various arguments from epistemic qualities is that as far as theoretical entities go the epistemic qualities of the T of which they are part don't necessarily entail ontological conclusions one way or the other (p. 1066). The waste bin of history is filled with theories that had one of or some combination of (1), (2), (3), and (4) which were eventually rejected. Instead we should say that so long as T adequately explains all (directly) observable phenomena, we can say T is empirically adequate—but that is all (Ibid, pp. 1066 and 1131). Furthermore, if--as some realists suppose--scientific theories cumulatively aim at approximations of truth, realist can't explain how previous theories were “approximately true” about entities “whose central terms have evidently not referred” (Ibid, p. 1132). For example, phlogiston was proposed to explain heat and ether to explain how light travels, despite the epistemic qualities their supporting Ts at the time, they failed to refer.

We should work within the theory that, compared to its rivals, best meets the standard of empirical adequacy, but given the absence of any necessary relation from epistemic qualities to ontological consequences and historical precedent, we ought to remain agnostic about the ontology of theoretical entities.

For the most part I agree with van Fraassen that we ought to remain agnostic about theoretical entities (where ever the demarkation line happens to be drawn); however I disagree that we should be absolutists in our agnosticism. Just as there is a continuum between observable and unobservable entities, I suggest there's also a continuum of epistemic reasons in favour of a theory's postulated entity's likelihood of resembling the world. There will never be 100% certainty or Truth, but this doesn't preclude our talking in degrees. Also, just as it will be a combination of pragmatic considerations that we will consider when drawing the line on the observable-unobservable continuum, so too will there be pragmatic considerations regarding where we draw a the line between strength of epistemic reasons in favour of agnosticism or ontological belief. Finally, in the observable world we (sometime unconsciously) evaluate epistemic and pragmatic reasons in inferring ontological conclusions about the world, so, I suggest we carefully extend this allowance to some theoretical entities.

Consider how the sage in the bear suit might come to ontological conclusions about the observable world. It seems unlikely that he would/does not permit himself certain basic ontological beliefs about the observable world just because in his wisdom he knows there is no necessary entailment from epistemic reasons to ontological conclusions. Why might he make ontological conclusions? I hypothesize that, amongst other beliefs, he would have a belief in the general epistemic reliability of his senses; that is, they reliability produce true beliefs about the world. Also, perhaps partly because the coherence, simplicity, and predictive and explanatory power of his beliefs/theory about the observable world. Finally, there are pragmatic reasons for the sage to conclude from his epistemic reasons that the wall he is approaching is solid. It seems odd that he would hold separate his epistemic and pragmatic reasons from his ontological conclusions about the world. In short, he has strong epistemic and pragmatic reasons to infer ontological consequences.
If we can accept this much--that in the observable world most realists and antirealists alike draw ontological conclusions from epistemological and pragmatic reasons—then, with some qualifications, there doesn't seem to be any necessary prohibition against doing the same in the theoretical realm. It does not follow from this that all theoretical entities should be granted ontological status. Science is not a unified body of knowledge and this suggests that each theory should be assessed individually because, obviously, not all theories and their postulated entities are on equal epistemic footing and/or have equally strong practical reasons in their favour.

Again, just as the antirealist can point out to the realist that the difficulty with drawing a observable-unobservable distinction doesn't entail there isn't one; the realist can reply that just because there's a continuum of strength of epistemic and practical reasons in favour of believing in ontological conclusions doesn't entail there are no difference between the extreme ends. In the theoretical realm (just as in the observational realm), there are some cases where it seems the epistemological and pragmatic reasons in favour of accepting ontological implications overwhelm those against, it would seem odd not to acknowledge their cumulative weight. Perhaps, electrons are one such entity.

Finally, the antirealist might yet respond that our beliefs and desires simply do not an ontological Truth make. And they are correct. He might further point out that even in the observable world he has good epistemic and pragmatic reasons to act as though walls are solid, but he still withholds judgment as to their ultimate reality. I propose that a some point this ontological agnosticism exceeds its utility. What do we gain from this almost pedantic ontological tiptoeing? At some point the practical considerations seem to outweigh the philosophical and--just as we do in the observable world--we ought to move from acting as though wall are solid to simply believing they are.

As a philosopher it pains me to say it, but there is a point at which we have to be willing to admit that the philosopher doth protest too much. There's a parallel with the Cartesian skeptic. He'll never be satisfied, but there is a point at which skepticism overstays its philosophical welcome and exceeds its utility5. I do not , however, purport to know where on the continuum that demarkation line ought to be drawn. Nevertheless, so long as we accept that antirealists avoid walking through walls because they have good epistemic and practical reasons for not doing so, then we can accept that at some point on the continuum, epistemic and practical reasons can tip the balance in favour of ontological conclusions about some theoretical entities.


1Although there are many “brands” of logical empiricism it can be generally defined as the view that if theoretical language can't be cashed out in observational language then it has no ontological or metaphysical meaning.

2My point is not that they don't consider it, but my position is that there are possible implications that are overlooked.

3At this point I'm going to assume that conclusions from epistemically reliable observation methods are valid grounds for ontological conclusions. Later in the paper I will address anti-realist realist rejection of the inference from epistemic qualities of a theory to ontological assertions about the world.


5My suggestion is not that utility on its own is the arbiter of Truth, but in the observable world, even the most skeptical of philosophers considers it, along with epistemic reasons, in how they live their daily lives. Why not, in some cases, extend this to the theoretical realm?


  1. Thanks for referring me to your blog, it was thought-provoking and prompted me to study and learn some more. I spent a couple hours boning up on Buddhism which seems one of the more innocuous belief systems around. You refer to 'Buddist Ethics' which is probably how you view it, an ethical framework, but to the 1 billion or so adherents, I think it is way more than just an ethical framework, it is their religion. It is true to them complete with belief of invisible beings and spirits that live forever.

    Also thanks for the reference to Russell Peters, I watch some of his clips on youtube. Funny guy with some good, humorous observations. Canada has a history of lots of good comics.

    The realism/antirealism debate seems more of a debate in fields of science like theoretical physics. In biology where I've done a lot of study, we can visualize and detect a lot w/ microscopes and other very sensitive instruments. I don't expect to see the basic tenents of cell biology to be overthrown...ever. It is more of filling in the unknowns with ever finer detail. You can look at the ribosomes, mitochondria and organelles yourself. There is no little man inside the cell making it work, or 'magic'. There are 1000 page textbooks however that lay out the bare bones basics that set the foundation for future generations to fill in the details with further research.

  2. @special k. thank you for taking the time to comment, and i apologize for the delayed response--i've taken an involuntary break from blogging because of work/studying for an exam.
    while the scale of biology generally doesn't lend it to the realism/anti-realism debate on theoretical entities, it is not devoid of its own realism/anti-realism problems. the most common one is the notion of "species". the general framework of the problem is differentiating in a non-ad hoc way differences between individuals and species. Is there such a thing as species(in nature)? Or is it a collection of properties that we impose on nature? What kind of mutation constitutes a new species and what kind is simply an incidental mutation? Or is it a matter of quantity of mutations? Anyhow, I'm no expert on the area, I only want to point out an example of a biological-philosophical debate. I'm sure a google search would reveal others...

  3. one last response concerns Buddhist ethics. You are correct to point out that in some (most?) parts of the world Buddhism is often practiced as another form of institutionalized superstition but I was referring to the original form of Buddhism (therevadic buddhism) which is secular. Originally, the Buddha taught a way of life that was secular and specifically denied being a deity (arguably the same point can be made about sweet baby J). As with most good ideas, it got corrupted along the way...